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Securities regulation in the United States
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#	Item
791	OECD Steering Group on Corporate Governance Paper: THE ROLE OF STOCK EXCHANGES IN CORPORATE GOVERNANCE Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 03:32:32 NYSE Euronext Self-regulatory organizations Financial regulation United States securities law Stock exchange Corporate governance Securities regulation in the United States London Stock Exchange Australian Securities Exchange Business Financial economics Stock market
792	INITIAL DECISION RELEASE NO. 741 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-30 12:54:59 United States securities law 76th United States Congress Registered Investment Advisor Investment Advisers Act Hedge fund U.S. Securities and Exchange Commission Securities regulation in the United States Investment Advisor Investment Company Act Financial economics Finance Investment
793	ICI statement FY 2013 CFTC Appropriation (final) Add to Reading List Source URL: www.ici.org Language: English Finance Financial markets Commodity Futures Trading Commission Late-2000s financial crisis Gary Gensler Commodity Exchange Act Securities regulation in the United States Commodity pool Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Commodities market Economics
794	ICMA response to ESMA Consultation Paper on draft technical standards on the Market Abuse Regulation Add to Reading List Source URL: www.icmagroup.org Language: English Economics United States securities law ICMA 73rd United States Congress United States Securities and Exchange Commission Markets in Financial Instruments Directive Securities Act Insider trading Security Stock market Financial system Financial economics
795	IMPORTANT NOTICE INDUSTRY GUIDANCE: MAINE OFFICE OF SECURITIES JOINS NASAA IN STREAMLINING SECURITIES FILING PROCESS The North American Securities Administrators Association (NASAA) has launched the Electronic Filing Dep Add to Reading List Source URL: www.maine.gov Language: English - Date: 2015-01-22 11:14:19 73rd United States Congress Finance Financial economics Financial regulation New Deal Securities Act Form D Regulation D Security SEC filings United States securities law United States Securities and Exchange Commission
796	EVRAZ North Am erica Prices Offering of 7.5% Senior Secured Notes Due 2019 CHICAGO (November 3, 2014) – EVRAZ North America Limited (the “Company”) announced today that its subsidiary, EVRAZ Inc. NA Canada (“E Add to Reading List Source URL: www.evrazna.com Language: English - Date: 2014-11-03 01:30:23 Business Financial system Rule 144A Securities Act Securities regulation in the United States Forward-looking statement Evraz Qualified institutional buyer United States securities law United States Securities and Exchange Commission Financial regulation
797	-4000501270Fund-ME Offering Circular IMPORTANT NOTICES TO PROSPECTIVE INVESTORS: The Company described in this Offering Circular is attempting to raise money for its business by offering securities to the public in Main Add to Reading List Source URL: www.state.me.us Language: English - Date: 2014-12-24 10:57:56 United States securities law Finance United States corporate law Securities Auditing Regulation S-K Prospectus Stock market Financial economics Investment
798	INITIAL DECISION RELEASE NO. 738 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-20 16:44:06 76th United States Congress Business Corporate crime United States Securities and Exchange Commission Investment Advisers Act U.S. Securities and Exchange Commission Investment Advisor Financial regulation Securities regulation in the United States Finance Financial economics United States securities law
799	INITIAL DECISION RELEASE NO. 735 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 11:37:32 73rd United States Congress Government Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Registration statement Securities regulation in the United States Financial regulation SEC filings United States Securities and Exchange Commission United States securities law
800	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]January 12, 2015 In the Matter of: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 16:03:01 Financial regulation 76th United States Congress Investment Company Act United States securities law

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